-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L7rTOYwJK1Esc4SJkT1vNyUHBE4f6xnXK7Myl6sqFf0f9oCrxOnJRASkTK/e0ru2 KcmSMNFloLpCnR2CsOtI+w== 0000950129-00-000604.txt : 20000215 0000950129-00-000604.hdr.sgml : 20000215 ACCESSION NUMBER: 0000950129-00-000604 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20000214 GROUP MEMBERS: TECHNICAL OLYMPIC SA GROUP MEMBERS: TECHNICAL OLYMPIC UK PLC GROUP MEMBERS: TECHNICAL OLYMPIC USA INC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NEWMARK HOMES CORP CENTRAL INDEX KEY: 0001046578 STANDARD INDUSTRIAL CLASSIFICATION: GEN BUILDING CONTRACTORS - RESIDENTIAL BUILDINGS [1520] IRS NUMBER: 760460831 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-55339 FILM NUMBER: 541618 BUSINESS ADDRESS: STREET 1: 1200 SOLDIERS FIELD DR CITY: SUGARLAND STATE: TX ZIP: 77479 BUSINESS PHONE: 2812430100 MAIL ADDRESS: STREET 1: 1200 SOLDIERS FIELD DRIVE STREET 2: 1200 SOLDIERS FIELD DRIVE CITY: SUGARLAND STATE: TX ZIP: 77479 FORMER COMPANY: FORMER CONFORMED NAME: NEWMARK REALTY INC DATE OF NAME CHANGE: 19970929 FORMER COMPANY: FORMER CONFORMED NAME: NHC HOLDINGS CORP DATE OF NAME CHANGE: 19970923 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TECHNICAL OLYMPIC USA INC CENTRAL INDEX KEY: 0001101432 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 510394863 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 20 SOLOMOU STREET CITY: ATHENS GREECE BUSINESS PHONE: 0113019969700 MAIL ADDRESS: STREET 1: 20 SOLOMOU STREET CITY: ATHENS GREECE SC 13D/A 1 TECHNICAL OLYMPIC USA, INC. FOR NEWMARK HOMES CORP 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) Newmark Homes Corp. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 651578106 (CUSIP Number) Holly A. Hubenak Technical Olympic USA, Inc. 1200 Soldiers Field Drive Sugar Land, Texas 77479 (281) 243-0127 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) DECEMBER 15, 1999 (This amendment is filed to supplement the Schedule 13d filed by the Reporting Persons on December 27, 1999, file number 005-55339.) (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box. (Continued on following pages) 2 CUSIP NO. 651578106 - -------------------------------------------------------------------------------- 1 Name of Reporting Person I.R.S. Identification No. of above person (entities only) Technical Olympic USA, Inc. - -------------------------------------------------------------------------------- 2 Check the appropriate box if a member of a group* (A) [ ] (B) [x] - -------------------------------------------------------------------------------- 3 SEC use only - -------------------------------------------------------------------------------- 4 Source of Funds OO - -------------------------------------------------------------------------------- 5 Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Delaware, United States - -------------------------------------------------------------------------------- 7 Sole Voting Power 0 ------------------------------------------------------ Number of 8 Shared Voting Power* Shares Beneficially 9,200,000 shares Owned by ------------------------------------------------------ Each 9 Sole Dispositive Power Reporting Person 0 with ------------------------------------------------------ 10 Shared Dispositive Power* 9,200,000 shares - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by each Reporting Person 9,200,000 shares - -------------------------------------------------------------------------------- 12 Check if the Aggregate Amount in Row (11) Excludes Certain Shares - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 80% - -------------------------------------------------------------------------------- 14 Type of Reporting Person CO - -------------------------------------------------------------------------------- * The Reporting Person expressly disclaims (a) the existence of any group and (b) beneficial ownership with respect to any shares other than the shares owned of record by such reporting person. 3 CUSIP NO. 651578106 - -------------------------------------------------------------------------------- 1 Name of Reporting Person I.R.S. Identification No. of above person (entities only) Technical Olympic (UK) Plc - -------------------------------------------------------------------------------- 2 Check the appropriate box if a member of a group* (A) [ ] (B) [x] - -------------------------------------------------------------------------------- 3 SEC use only - -------------------------------------------------------------------------------- 4 Source of Funds OO - -------------------------------------------------------------------------------- 5 Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Great Britain - -------------------------------------------------------------------------------- 7 Sole Voting Power 0 ------------------------------------------------------ Number of 8 Shared Voting Power* Shares Beneficially 9,200,000 shares Owned by ------------------------------------------------------ Each 9 Sole Dispositive Power Reporting Person 0 with ------------------------------------------------------ 10 Shared Dispositive Power* 9,200,000 shares - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by each Reporting Person 9,200,000 shares - -------------------------------------------------------------------------------- 12 Check if the Aggregate Amount in Row (11) Excludes Certain Shares - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 80% - -------------------------------------------------------------------------------- 14 Type of Reporting Person OO - -------------------------------------------------------------------------------- * The Reporting Person expressly disclaims (a) the existence of any group and (b) beneficial ownership with respect to any shares other than the shares owned of record by such reporting person. 4 CUSIP NO. 651578106 - -------------------------------------------------------------------------------- 1 Name of Reporting Person I.R.S. Identification No. of above person (entities only) Technical Olympic S.A. - -------------------------------------------------------------------------------- 2 Check the appropriate box if a member of a group* (A) [ ] (B) [x] - -------------------------------------------------------------------------------- 3 SEC use only OO - -------------------------------------------------------------------------------- 4 Source of Funds - -------------------------------------------------------------------------------- 5 Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Greece - -------------------------------------------------------------------------------- 7 Sole Voting Power 0 ------------------------------------------------------ Number of 8 Shared Voting Power* Shares Beneficially 9,200,000 shares Owned by ------------------------------------------------------ Each 9 Sole Dispositive Power Reporting Person 0 with ------------------------------------------------------ 10 Shared Dispositive Power* 9,200,000 shares - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by each Reporting Person 9,200,000 shares - -------------------------------------------------------------------------------- 12 Check if the Aggregate Amount in Row (11) Excludes Certain Shares - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 80% - -------------------------------------------------------------------------------- 14 Type of Reporting Person OO - -------------------------------------------------------------------------------- * The Reporting Person expressly disclaims (a) the existence of any group and (b) beneficial ownership with respect to any shares other than the shares owned of record by such reporting person. 5 Item 2. Identity and Background. (a) Name of Person(s) Filing this Statement (the "Reporting Persons"): Technical Olympic USA, Inc., a corporation formed under the laws of the State of Delaware Technical Olympic (UK) Plc, a company formed under the laws of Great Britain Technical Olympic S.A., a company formed under the laws of Greece (b) Business Address of Reporting Persons: Technical Olympic USA, Inc. Technical Olympic USA, Inc. 1200 Soldiers Field Drive Sugar Land, Texas 77479 Technical Olympic (UK) Plc 20 Solomou Street Ana Kalamaki Athens, Greece 17456 Technical Olympic S.A. 20 Solomou Street Ana Kalamaki Athens, Greece 17456 (c) Present Principal Occupation or Employment: Technical Olympic USA, Inc. is a holding company that invests directly or indirectly in various companies. Technical Olympic (UK), Plc is a holding company that invests directly or indirectly in various companies and engages in the real estate industry. Technical Olympic S.A. is a diversified construction company based in Greece and invests directly or indirectly in various companies. Pursuant to Instruction C to Schedule 13D of the Exchange Act, information regarding the directors and executive officers of the Reporting Persons follows: Board of Directors and Executive Officers of Technical Olympic USA, Inc. ------------------------------------------------------------------------
Executive Officers (principal business Name Business Address Board of Directors or occupation) - ----------------------------------------------------------------------------------------------------------- Constantinos Stengos 20 Solomou Street Director President Ana Kalamaki (Managing Director of Athens, Greece 17456 Technical Olympic S.A.)
6 Yannis Delikanakis 20 Solomou Street Director Vice President Ana Kalamaki (Real Estate and Housing Athens, Greece 17456 Director) Andreas Stengos 20 Solomou Street Director Treasurer Ana Kalamaki (General Director of Athens, Greece 17456 Technical Olympic S.A.) George Stengos 20 Solomou Street Director Assistant Secretary/ Ana Kalamaki Assistant Treasurer Athens, Greece 17456 (Stock Market and Purchasing Director of Technical Olympic S.A.) Zoi Stengou 20 Solomou Street Director Vice President Ana Kalamaki (Vice President of Athens, Greece 17456 Technical Olympic S.A.) Tommy L. McAden 3624 Long Prairie Director Vice President/ Flower Mound, Texas 75022 Chief Financial Officer (primary occupation) Holly Hubenak 1200 Soldiers Field Drive Vice President/Secretary/ Sugar Land, Texas 77479 General Counsel (primary occupation)
Board of Directors and Executive Officers of Technical Olympic (UK) Plc ----------------------------------------------------------------------- Constantinos Stengos 20 Solomou Street Director General Director Ana Kalamaki (see above) Athens, Greece 17456 Zoi Stengou 20 Solomou Street Director Vice President (see above) Andreas Stengos 20 Solomou Street Director General Director Ana Kalamaki (see above) Athens, Greece 17456 George Stengos 20 Solomou Street Director Corporate Secretary Ana Kalamaki (see above) Athens, Greece 17456
Board of Directors and Executive Officers of Technical Olympic S.A. ------------------------------------------------------------------- Constantinos Stengos 20 Solomou Street Director and Managing Director Ana Kalamaki President of the (see above) Athens, Greece 17456 Board of Directors Andreas Stengos 20 Solomou Street Director General Director Ana Kalamaki Athens, Greece 17456
7 Zoi Stengou 20 Solomou Street Director Vice President Ana Kalamaki (See above) Athens, Greece 17456 Chrissi Stengou 20 Solomou Street Director Architectural Works Ana Kalamaki Director Athens, Greece 17456 (primary occupation) George Stengos 20 Solomou Street Stock Market & Ana Kalamaki Purchasing Director Athens, Greece 17456 (see above) Constantinos Lampos 20 Solomou Street Director Technical Director Ana Kalamaki (Highway Projects) Athens, Greece 17456 (primary occupation) Yannis Delikanakis 20 Solomou Street Real Estate & Housing Ana Kalamaki Director Athens, Greece 17456 (see above) Thanasis Klapadakis 20 Solomou Street Director Legal Matters & Ana Kalamaki Arbitration's Director Athens, Greece 17456 (primary occupation) John Doxakis 20 Solomou Street Director Tenders and Procurement Ana Kalamaki Director Athens, Greece 17456 (primary occupation) George Hatzis 20 Solomou Street Financial Director - Ana Kalamaki Main Offices Athens, Greece 17456 (primary occupation) Takis Kazantzis 20 Solomou Street Financial Director - Ana Kalamaki South & North Western Athens, Greece 17456 Greece (primary occupation)
(b) None of the entities or persons identified in this Item 2 has, during the last five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). (c) None of the entities or persons identified in this Item 2 has, during the last five years, been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violations with respect to such laws. 8 Item 3. Source and Amount of Funds or Other Consideration. Technical Olympic USA, Inc. obtained the funds for the purchase price of the shares of Common Stock from capital contributions by Technical Olympic (UK) Plc. Technical Olympic (UK) Plc obtained the funds for the capital contributions to Technical Olympic USA, Inc. by a capital contribution from Technical Olympic S.A. Technical Olympic S.A. obtained the funds for the capital contributions to Technical Olympic (UK) Plc by a share capital increase. Item 7. Material to be Filed as Exhibits. Exhibit 99.1: Joint Filing Agreement among the parties regarding filing of Amendment No. 1 to Schedule 13D. 9 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. February 14, 2000 TECHNICAL OLYMPIC USA, INC. By: /s/ Constantinos Stengos ------------------------------ Name: Constantinos Stengos Title: President 10 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. February 14, 2000 TECHNICAL OLYMPIC (UK) PLC By: /s/ Constantinos Stengos ------------------------------ Name: Constantinos Stengos Title: General Director 11 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. February 14, 2000 TECHNICAL OLYMPIC S.A. By: /s/ Constantinos Stengos ------------------------------ Name: Constantinos Stengos Title: Managing Director 12 EXHIBIT INDEX Exhibit 99.1 Joint Filing Agreement among the parties regarding filing of Amendment No. 1 to Schedule 13D. EX-99.1 2 JOINT FILING AGREEMENT 1 Exhibit 99.1 JOINT FILING STATEMENT Each of the undersigned agrees that (i) the statement on Amendment No. 1 to Schedule 13D relating to the Common Stock, par value $.01 per share, of Newmark Homes Corp. has been adopted and filed on behalf of each of them, (ii) all future amendments to such statement on Schedule 13D will, unless written notice to the contrary is delivered as described below, be jointly filed on behalf of each of them, and (iii) the provisions of Rule 13d-1(k)(1) under the Securities Exchange Act of 1934 apply to each of them. This agreement may be terminated with respect to the obligations to jointly file future amendments to such statement on Schedule 13D as to any of the undersigned upon such person giving written notice thereof to each of the other persons signatory hereto, at the principal office thereof. February 14, 2000 TECHNICAL OLYMPIC USA, INC. By: /s/ Constantinos Stengos ------------------------------ Name: Constantinos Stengos Title: President TECHNICAL OLYMPIC (UK) PLC By: /s/ Constantinos Stengos ------------------------------ Name: Constantinos Stengos Title: General Director TECHNICAL OLYMPIC S.A. By: /s/ Constantinos Stengos ------------------------------ Name: Constantinos Stengos Title: Managing Director -----END PRIVACY-ENHANCED MESSAGE-----